Q. Who is Rich & Intelisano, LLP?

A. Rich & Intelisano, LLP is a New York law firm which helps investors from the around world recover losses due to financial professionals' misconduct. For information about Rich & Intelisano, LLP click About the Firm.

Q. How do I know if I have a case against my investment professional?

A. You need to consult with an attorney experienced in representing investors who will evaluate your case. For a description of the types of claims investors may have, click Have you been misled?

Q. Where do I go to bring my claim?

A. If you have opened an account with a brokerage firm in the Unites States, you are almost surely required to arbitrate your dispute because arbitration clauses in customer agreements have been standard for some time. Other investment institutions, such as banks, registered investment advisors, hedge funds and commodities firms may be sued in court so long as the customer agreement that you signed, if any, does not have an arbitration clause.

Q. What is arbitration?

A. Arbitration is a binding dispute resolution process which is more informal than court litigation. The National Association of Securities Dealers (NASD) and New York Stock Exchange (NYSE) are the two primary forums that provide arbitration services for aggrieved investors. In general, arbitration is less expensive and faster than court litigation. Discovery is more limited. Arbitrations are typically presided over by three arbitrators who act as judge and jury. Arbitration awards are generally final and binding. There are very limited grounds to vacate an arbitration award in court. There are detailed rules and regulations concerning arbitration. We highly recommend investors engage legal counsel to represent them in arbitration matters.

Q. How do I get started?

A. To find out whether you may have a case contact us or call us at (212) 433-1480.